Purpose-Built for Wall Street
Five solutions. Five solved problems. Twenty years of refinement. Each targets a specific regulatory pain point that costs firms millions in manual overhead and compliance risk.
The Suite
Three Platforms. Zero Compliance Gaps.
Each platform addresses a critical regulatory requirement faced by broker-dealers, clearing firms, and prime brokers. Together, they form a complete compliance infrastructure.
SEC 15c3-3 Compliance
Freefunds Verified Direct
Automates the free credit balance letter verification process required under SEC Rule 15c3-3. Replaces manual, paper-based workflows with secure digital verification between carrying and depositing brokers.
Learn About FVD
FINRA 4311 Compliance
Prime Broker Interactive Network
Centralizes the management of prime brokerage agreements and FINRA 4311 compliance. Provides a secure network for executing brokers, clearing firms, and prime brokers to manage SIA-150 and SIA-151 forms.
Learn About PBIN
SEC Rule 17a-13 Compliance
Quarterly Broker Statement
Automates the quarterly securities count and counterparty verification process required under SEC Rule 17a-13. Manages confirmation workflows for borrows, loans, repos, and aged fails across all counterparties.
Learn About QBSThe Loffa Advantage
Built Different. Built Better.
Every product shares the same enterprise-grade foundation that Wall Street's top firms depend on.
SOC 2 Type II Certified
Every product operates within our SOC 2 Type II certified infrastructure. Your data is protected by the same security standards used by the world's largest banks.
20+ Years of Refinement
These are not version 1.0 products. Two decades of feedback from the most demanding compliance teams on Wall Street have shaped every feature and workflow.
White-Glove Onboarding
Dedicated implementation teams, custom integration support, and ongoing compliance advisory. We do not just sell software -- we partner with your operations team.
Compliance Services
Expert Hands. Your Compliance.
Beyond software — dedicated compliance professionals and strategic advisory to complement your technology stack.
Strategic Advisory
Compliance Consulting Services
Strategic regulatory consulting for broker-dealer compliance modernization. Architecture review, gap analysis, workflow redesign, and examination readiness — we close the gaps before regulators find them.
Learn About CCS
Managed Compliance
Compliance Service Desk
A fully managed compliance operations team handling quarterly securities counts (17a-13), free funds letters, confirmation management, reconciliations, and audit support — your back office, without the overhead.
Learn About CSDReady to Eliminate Compliance Risk?
See how Loffa's product suite can automate your most critical regulatory workflows. Schedule a personalized demo with our team.