Pioneering Regulatory Compliance Solutions

Loffa Interactive Group is proud to showcase our latest technological advancements at the SIFMA Operations Conference, held at the Marriott Marquis San Diego Marina Sept 15th thru 18th 2024.

Visit Us at Booth #216

We’re featuring three groundbreaking products:

• Freefunds Verified Direct (FVD): Streamlines Regulation T compliance for brokers, enhancing efficiency in free funds trading for cash accounts.
• Prime Broker Interactive Network (PBIN): Simplifies F1SA, SIA-150, and SIA-151 form processes, revolutionizing prime brokerage agreement management.
  • Including our new “Receive” product for Prime Brokers, to receive F1SA’s answer, store, and later easily retrieve these forms, including 150’s and 151’s.
• Quarterly Broker Statements (QBS): Electronically send, receive, and store (SEC 17A-4) QBS letters.

Beyond Compliance: Your Strategic Partner

Loffa Interactive offers comprehensive automated solutions for Regulatory Compliance in post trade (T+1) Settlement:

• SEC Rule 17a-4 compliance
• SEC 17a-13(b)(3)
• SEC Reg. T 220.8
• FINRA guidelines navigation

Experience the Future of Financial Services

Our team of experts is ready to demonstrate how Loffa Interactive can tailor solutions to empower your organization in an era of evolving regulations and innovation.

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