Products & Pricing
From point solutions to a suite of functions, our platform will enable your team to work smarter and increase efficiency.
Track open and non-responded Letter of Free Funds (LOFF) requests.
Protect against possible free-riding activity.
Comply with SEC Reg. T 220.8 and SEC 17a-4 storage requirements.
Assists in the compliance of SEC 17a-4, by easily retrieving all stored letters and images, as required.
Provides self-explanatory workflow and easily tracks open and non-responded items.
Proven to protect against SEC/FINRA censures and fines.
Control established regulatory-approved account agreements and minimize critical risks associated with Prime Broker settlement transactions.
Provides a centralized document-tracking tool that allows your Prime Broker team to easily manage workflows via the system’s comprehensive dashboard.
Reduces your firm’s risk and unnecessary rejections (DKs) due to missing Prime Broker agreements or documentation.
Easily adapts to industry rules and regulations. Allows for customized business reporting needs and meets all regulatory electronic storage requirements.
Both DTCC and non-DTCC participants can electronically verify and confirm all open fails, borrows, loans, and repos.
Electronically send, receive, and store (SEC 17A-4) QBS letters.
Immediately search and retrieve accepted, unknown or declined transactions.
Reduces costs and increases operational efficiency and helps you go green.
Automate & Increase Efficiency
Loffa’s user-friendly dashboard and intuitive workflows improves processes through the power of automation.
Strengthen Internal Controls
Now you can have enhanced supervisory oversight of your operational teams—whether they are located down the hall or around the world.
Increased Bottom Line
Our web-based automation platform will help you reduce operational costs, offsite storage needs and duplication of efforts
Reduce Risk of Regulatory Fines
Avoid costly fines resulting from both internal and external audit issues or inability to locate requested information in a timely manner.
Access Helpful Compliance Tools
Our platform includes a number of tools that follow industry best practices as well as proper regulatory steps to help keep you compliant, easier.
Secure Cloud Management
No more trips to the offsite storage facility. With state-of-the-art security cloud storage, your team can securely and efficiently retrieve any archived document with the click of button.
Enact Role-Based Permissions
The platform’s customizable permissions tool allows you to assign varying levels of system access within your team, including manager and supervisory roles.
Create Customized Reports
Authorized team members can generate both standard and customizable reports, allowing for efficient analysis of KPIs and other metrics.
Eliminate Unnecessary Paper Usage
Loffa’s digital workflow platform virtually eliminates paper, saving you paper costs and storage fees while contributing to a better world.