What is FVD?
Cross the T’s and Dot the I’s on Regulation T Requirements Accessible. Searchable. Compliant. With Freefunds Verified Direct™, brokers can seamlessly complete all Regulation T balance verifications and requirements. And, cloud storage makes it easier than ever to store, search and retrieve documents related to LOFF requests.
All in One, All Online
Electronically supervises the completion, centralization, storage, and retrieval of all DVP/COD Letter of Free Funds.
Access Anywhere
Can be accessed remotely via a secure connection 24/7/365 from virtually any computer in the world.
Fast, Easy Retrieval
Assists in the compliance of SEC 17a-4, by easily
retrieving all stored letters and images, as required.
Intuitive Tracking
Provides self-explanatory workflow and easily tracks open and non-responded items.
Reduce Risk of Fines
Proven to protect against SEC/FINRA censures and fines.
Save Time and Money
Reduces costs and increases operational efficiency while helping your firm Go Green.
Compliance and Regulatory
Requirements
FVD™ effortlessly and securely satisfies NYSE & NASD regulatory verification and notification requirements.
