Products & Pricing
From point solutions to a suite of functions, our platform will enable your team to work smarter and increase efficiency.
FVD
Electronically supervises the completion, centralization, storage, and retrieval of all Delivery Versus Payment / Cash on Delivery DVP/COD Letter of Free Funds.
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Track open and non-responded Letter of Free Funds (LOFF) requests.
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Protect against possible free-riding activity.
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Comply with SEC Reg. T 220.8 and SEC 17a-4 storage requirements.
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Assists in the compliance of SEC 17a-4, by easily retrieving all stored letters and images, as required.
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Provides self-explanatory workflow and easily tracks open and non-responded items.
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Proven to protect against SEC/FINRA censures and fines.
PBIN
Instant electronic updates associated with the exchange of Prime Broker industry forms: SIA Form 150, SIA Form 151, + Amendment to Form 1-Schedule A
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Control established regulatory-approved account agreements and minimize critical risks associated with Prime Broker settlement transactions.
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Provides a centralized document-tracking tool that allows your Prime Broker team to easily manage workflows via the system’s comprehensive dashboard.
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Reduces your firm’s risk and unnecessary rejections (DKs) due to missing Prime Broker agreements or documentation.
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Easily adapts to industry rules and regulations. Allows for customized business reporting needs and meets all regulatory electronic storage requirements.
QBS
Seamlessly address the current manually-intensive verification and financial reporting of Open Trade Fails.
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Both DTCC and non-DTCC participants can electronically verify and confirm all open fails, borrows, loans, and repos in accordance with SEC 17a-13(b)(3)
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Electronically send, receive, and store your QBS Letters in accordance with SEC 17a-4.
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Immediately search and retrieve accepted, unknown or declined transactions.
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Reduces costs and increases operational efficiency and helps you go green.
Key Features
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Automate & Increase Efficiency
Loffa’s user-friendly dashboard and intuitive workflows improves processes through the power of automation.
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Strengthen Internal Controls
Now you can have enhanced supervisory oversight of your operational teams—whether they are located down the hall or around the world.
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Increased Bottom Line
Our web-based automation platform will help you reduce operational costs, offsite storage needs and duplication of efforts
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Reduce Risk of Regulatory Fines
Avoid costly fines resulting from both internal and external audit issues or inability to locate requested information in a timely manner.
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Access Helpful Compliance Tools
Our platform includes a number of tools that follow industry best practices as well as proper regulatory steps to help keep you compliant, easier.
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Secure Cloud Management
No more trips to the offsite storage facility. With state-of-the-art security cloud storage, your team can securely and efficiently retrieve any archived document with the click of button.
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Enact Role-Based Permissions
The platform’s customizable permissions tool allows you to assign varying levels of system access within your team, including manager and supervisory roles.
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Create Customized Reports
Authorized team members can generate both standard and customizable reports, allowing for efficient analysis of KPIs and other metrics.
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Eliminate Unnecessary Paper Usage
Loffa’s digital workflow platform virtually eliminates paper, saving you paper costs and storage fees while contributing to a better world.