Work Faster, Smarter and More Efficiently
Workflow Products That Work for You
In the financial services industry, time is money. Loffa Interactive’s line of workflow products automate many of the manual compliance tasks that steal valuable time and resources away from more critical business functions. From point solutions to a suite of functions, our platform will enable your team to work smarter and increase efficiency.
Letter of Free Funds Solution
Track open and non-responded Letter of Free Funds (LOFF) requests.
Protect against possible free-riding activity.
Comply with SEC Reg. T 220.8 and SEC 17a-4 storage requirements.
Quarterly Confirm Solution
Centralize Fail Types, making proper supervision easier.
Easily comply with SEC 17a-13 within 7-business days rule.
Address all related SEC Rule 5a Audit reporting needs.
Prime Broker Documentation Solution
Instantaneously send SIA Form 150 & F1SA agreements.
Reduce unnecessary DKs due to missing Prime Broker forms.
Close agreements and send sub account additional and deletion reports.